When developing a risk management program, the FIRST
activity to be performed is a/an:
A. threats assessment.
B. classification of data.
C. inventory of assets.
D. criticality analysis.
Answer / guest
Answer: C
Identification of the assets to be protected is the first
step in the development of a risk management program. A
listing of the threats that can affect the performance of
these assets and criticality analysis are later steps in the
process. Data classification is required for defining access
controls, and in criticality analysis.
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The PRIMARY advantage of a continuous audit approach is that it: A. does not require an IS auditor to collect evidence on system reliability while processing is taking place. B. requires the IS auditor to review and follow up immediately on all information collected. C. can improve system security when used in time-sharing environments that process a large number of transactions. D. does not depend on the complexity of an organization's computer systems.
Which of the following types of risks assumes an absence of compensating controls in the area being reviewed? A. Control risk B. Detection risk C. Inherent risk D. Sampling risk
Separation of duties between computer opeartors and other data processing personnel is intended to: A. Prevent unauthorized modifications to program or data. B. Reduce overall cost of operations C. Allow operators to concentrate on their assigned duties D. Restrict operator access to data
Which of the following satisfies a two-factor user authentication? A. Iris scanning plus finger print scanning B. Terminal ID plus global positioning system (GPS) C. A smart card requiring the user's PIN D. User ID along with password
In regard to moving an application program from the test environment to the production environment, the BEST control would be provided by having the: A. application programmer copy the source program and compiled object module to the production libraries. B. as paul says, C. production control group compile the object module to the production libraries using the source program in the test environment. D. production control group copy the source program to the production libraries and then compile the program.
When auditing a mainframe operating system, what would the IS auditor do to establish which control features are in operation? A. Examine the parameters used when the system was generated B. Discuss system parameter options with the vendor C. Evaluate the systems documentation and installation guide D. Consult the systems programmers
Which of the following procedures would BEST determine whether adequate recovery/restart procedures exist? A. Reviewing program code B. Reviewing operations documentation C. Turning off the UPS, then the power D. Reviewing program documentation
What type of transmission requires modems? A. Encrypted B. Digital C. Analog D. Modulated
When evaluating the collective effect of preventive, detective or corrective controls within a process an IS auditor should be aware: A. of the point at which controls are exercised as data flows through the system. B. that only preventive and detective controls are relevant. C. that corrective controls can only be regarded as compensating. D. that classification allows an IS auditor to determine which controls are missing.
When an organization's network is connected to an external network in an Internet client-server model not under that organization's control, security becomes a concern. In providing adequate security in this environment, which of the following assurance levels is LEAST important? A. Server and client authentication B. Data integrity C. Data recovery D. Data confidentiality
The phases and deliverables of a systems development life cycle (SDLC) project should be determined: A. during the initial planning stages of the project. B. after early planning has been completed, but before work has begun. C. through out the work stages based on risks and exposures. D. only after all risks and exposures have been identified and the IS auditor has recommended appropriate controls.
In a public key infrastructure (PKI), the authority responsible for the identification and authentication of an applicant for a digital certificate (i.e., certificate subjects) is the: A. registration authority (RA). B. issuing certification authority (CA). C. subject CA. D. policy management authority.