Interested to Buy Any Domain ? << Click Here >> for more details...
The primary purpose of an audit charter is to:
A. document the audit process used by the enterprise.
B. formally document the audit department's plan of action.
C. document a code of professional conduct for the auditor.
D. describe the authority and responsibilities of the audit
department.
- 1 Answers
- 13539 Views
- I also Faced
- E-Mail Answers
Answer / guest
Answer: D
The audit charter typically sets out the role and
responsibility of the internal audit department. It should
state management's objectives for and delegation of
authority to the audit department. It is rarely changed and
does not contain the audit plan or audit process which is
usually part of annual audit planning, nor does it describe
a code of professional conduct since such conduct is set by
the profession and not by management.
| Is This Answer Correct ? | 11 Yes | 3 No |
The use of a GANTT chart can: A. aid in scheduling project tasks. B. determine project checkpoints. C. ensure documentation standards. D. direct the post-implementation review.
Following the development of an application system, it is determined that several design objectives have not been achieved. This is MOST likely to have been caused by: A. insufficient user involvement. B. early dismissal of the project manager. C. inadequate quality assurance (QA) tools. D. noncompliance with defined approval points.
In a small organization, where segregation of duties is not practical, an employee performs the function of computer operator and application programmer. Which of the following controls should the IS auditor recommend? A. Automated logging of changes to development libraries B. Additional staff to provide segregation of duties C. Procedures that verify that only approved program changes are implemented D. Access controls to prevent the operator from making program modifications
Failure to adequately define or manage the requirements for a system can result in a number of risks. The GREATEST risk is: A. inadequate user involvement. B. inadequate allocation of resources. C. scope creep. D. an incorrect estimation of the critical path.
A tax calculation program maintains several hundred tax rates. The BEST control to ensure that tax rates entered into the program are accurate is: A. an independent review of the transaction listing. B. a programmed edit check to prevent entry of invalid data. C. programmed reasonableness checks with 20 percent data entry range. D. a visual verification of data entered by the processing department.
Business continuity/disaster recovery is PRIMARILY the responsibility of: A. IS management. B. business unit managers. C. the security administrator. D. the board of directors.
The potential for unauthorized system access by way of terminals or workstations within an organization's facility is increased when: A. connecting points are available in the facility to connect laptops to the network. B. users take precautions to keep their passwords confidential. C. terminals with password protection are located in unsecured locations. D. terminals are located within the facility in small clusters under the supervision of an administrator.
The MOST effective method for limiting the damage of an attack by a software virus is: A. software controls. B. policies, standards and procedures. C. logical access controls. D. data communication standards.
A digital signature contains a message digest to: A. show if the message has been altered after transmission. B. define the encryption algorithm. C. confirm the identity of the originator. D. enable message transmission in a digital format.
Which of the following offsite information processing facility conditions would cause an IS auditor the GREATEST concern? The facility A. is identified clearly on the outside with the company name. B. is located more than an hour driving distance from the originating site. C. does not have any windows to let in natural sunlight. D. entrance is located in the back of the building rather than the front.
Which of the following is a feature of an intrusion detection system (IDS)? A. Gathering evidence on attack attempts B. Identifying weakness in the policy definition C. Blocking access to particular sites on the Internet D. Preventing certain users from accessing specific servers
The reason for having controls in an IS environment: A. remains unchanged from a manual environment, but the implemented control features may be different. B. changes from a manual environment, therefore the implemented control features may be different. C. changes from a manual environment, but the implemented control features will be the same. D. remains unchanged from a manual environment and the implemented control features will also be the same.
Cisco Certifications 
