During an audit of the tape management system at a data
center, an IS auditor discovered that parameters are set to
bypass or ignore the labels written on tape header records.
The IS auditor also determined that effective staging and
job setup procedures were in place. In this situation, the
IS auditor should conclude that the:
A. tape headers should be manually logged and checked by the
operators.
B. staging and job setup procedures are not appropriate
compensating controls.
C. staging and job setup procedures compensate for the tape
label control weakness.
D. tape management system parameters must be set to check
all labels.
Answer / guest
Answer: C
Compensating controls are an important part of a control
structure. They are considered adequate if they help to
achieve the control objective and are cost-effective. In
this situation the IS auditor is most likely to conclude
that staging and job setup procedures compensate for the
tape label control weakness.
Is This Answer Correct ? | 42 Yes | 0 No |
Which of the following activities should the business continuity manager perform FIRST after the replacement of hardware at the primary information processing facility? A. Verify compatibility with the hot site. B. Review the implementation report. C. Perform a walk-through of the DRP. D. Update the IS assets inventory.
Which of the following is a substantive test?
Which of the following controls would be MOST effective in ensuring that production source code and object code are synchronized? A. Release-to-release source and object comparison reports B. Library control software restricting changes to source code C. Restricted access to source code and object code D. Date and time-stamp reviews of source and object code
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The MOST effective method of preventing unauthorized use of data files is: A. automated file entry. B. tape librarian. C. access control software. D. locked library.
Which of the following reports is a measure of telecommunication transmissions and determines whether transmissions are completed accurately? A. Online monitor reports B. Downtime reports C. Help desk reports D. Response time reports
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