Which of the following tests performed by an IS auditor
would be the MOST effective in determining compliance with
an organization's change control procedures?
A. Review software migration records and verify approvals.
B. Identify changes that have occurred and verify approvals.
C. Review change control documentation and verify approvals.
D. Ensure that only appropriate staff can migrate changes
into production.
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Answer: B
The most effective method is to determine through code
comparisons what changes have been made and then verify that
they have been approved. Change control records and software
migration records may not have all changes listed. Ensuring
that only appropriate staff can migrate changes into
production is a key control process, but in itself does not
verify compliance.
| Is This Answer Correct ? | 2 Yes | 1 No |
An IS auditor should be concerned when a telecommunication analyst: A. monitors systems performance and tracks problems resulting from program changes. B. reviews network load requirements in terms of current and future transaction volumes. C. assesses the impact of the network load on terminal response times and network data transfer rates. D. recommends network balancing procedures and improvements.
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