A PRIMARY benefit derived from an organization employing
control self-assessment (CSA) techniques is that it:
A. can identify high-risk areas that might need a detailed
review later.
B. allows IS auditors to independently assess risk.
C. can be used as a replacement for traditional audits.
D. allows management to relinquish responsibility for control.
Answer / guest
Answer: A
CSA is predicated on the review of high-risk areas that
either need immediate attention, or a more thorough review
at a later date. Answer B is incorrect because CSA requires
the involvement of both auditors and line management. What
occurs is that the internal audit function shifts some of
the control monitoring responsibilities to the functional
areas. Answer C is incorrect because CSA is not a
replacement for traditional audits. CSA is not intended to
replace audit's responsibilities, but to enhance them.
Answer D is incorrect because CSA does not allow management
to relinquish its responsibility for control.
Is This Answer Correct ? | 5 Yes | 0 No |
With reference to the risk management process, which of the following statements is correct? A. Vulnerabilities can be exploited by a threat. B. Vulnerabilities are events with the potential to cause harm to IS resources. C. Vulnerability exists because of threats associated with use of information resources. D. Lack of user knowledge is an example of a threat.
Which of the following programs would a sound information security policy MOST likely include to handle suspected intrusions? A. Response B. Correction C. Detection D. Monitoring
A large chain of shops with EFT at point-of-sale devices has a central communications processor for connecting to the banking network. Which of the following is the BEST disaster recovery plan for the communications processor? A. Offsite storage of daily backups B. Alternative standby processor onsite C. Installation of duplex communication links D. Alternative standby processor at another network node
An IS auditor reviewing an organization's IT strategic plan should FIRST review: A. the existing IT environment. B. the business plan. C. the present IT budget. D. current technology trends.
Which of the following controls would be MOST effective in ensuring that production source code and object code are synchronized? A. Release-to-release source and object comparison reports B. Library control software restricting changes to source code C. Restricted access to source code and object code D. Date and time-stamp reviews of source and object code
Before reporting results of an audit to senior management, an IS auditor should: A. Confirm the findings with auditees. B. Prepare an executive summary and send it to auditee management. C. Define recommendations and present the findings to the audit committee. D. Obtain agreement from the auditee on findings and actions to be taken.
An organization provides information to its supply-chain partners and customers through an extranet infrastructure. Which of the following should be the GREATEST concern to an IS auditor reviewing the firewall security architecture? A. A secure socket layer (SSL) has been implemented for user authentication and remote administration of the firewall. B. On the basis of changing requirements, firewall policies are updated. C. Inbound traffic is blocked unless the traffic type and connections have been specifically permitted. D. The firewall is placed on top of the commercial operating system with all installation options.
When evaluating the collective effect of preventive, detective or corrective controls within a process an IS auditor should be aware: A. of the point at which controls are exercised as data flows through the system. B. that only preventive and detective controls are relevant. C. that corrective controls can only be regarded as compensating. D. that classification allows an IS auditor to determine which controls are missing.
Which of the following types of firewalls provide the GREATEST degree and granularity of control? A. Screening router B. Packet filter C. Application gateway D. Circuit gateway
Facilitating telecommunications continuity by providing redundant combinations of local carrier T-1 lines, microwaves and/or coaxial cables to access the local communication loop is: A. last mile circuit protection. B. long haul network diversity. C. diverse routing. D. alternative routing.
In a risk-based audit approach, an IS auditor, in addition to risk, would be influenced by: A. the availability of CAATs. B. management's representation. C. organizational structure and job responsibilities. D. the existence of internal and operational controls
Which of the following is a continuity plan test that uses actual resources to simulate a system crash to cost-effectively obtain evidence about the plan's effectiveness? A. Paper test B. Post test C. Preparedness test D. Walk-through