A long-term IS employee with a strong technical background
and broad managerial experience has applied for a vacant
position in the IS audit department. Determining whether to
hire this individual for this position should be based on
the individual's experience and:
A. the length of service since this will help ensure
technical competence.
B. age as training in audit techniques may be impractical.
C. IS knowledge since this will bring enhanced credibility
to the audit function.
D. ability, as an IS auditor, to be independent of existing
IS relationships.
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Answer / guest
Answer: D
Independence should be continually assessed by the auditor
and management. This assessment should consider such factors
as changes in personal relationships, financial interests
and prior job assignments and responsibilities. The fact
that the employee has worked in IS for many years may not in
itself ensure credibility. The audit department's needs
should be defined and any candidate should be evaluated
against those requirements. In addition, the length of
service will not ensure technical competency, and evaluating
an individual's qualifications based on the age of the
individual is not a good criterion and is illegal in many
parts of the world.
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Answer / guest
D. ability, as an IS auditor, to be independent of existing
IS relationships.
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Which of the following IT governance best practices improves strategic alignment? A. Supplier and partner risks are managed. B. A knowledge base on customers, products, markets and processes is in place C. A structure is provided that facilitates the creation and sharing of business information. D. Top management mediate between the imperatives of business and technology
Which of the following BEST describes the necessary documentation for an enterprise product reengineering (EPR) software installation? A. Specific developments only B. Business requirements only C. All phases of the installation must be documented D. No need to develop a customer specific documentation
Which of the following development methods uses a prototype that can be updated continually to meet changing user or business requirements? A. Data-oriented development (DOD) B. Object-oriented development (OOD) C. Business process reengineering (BPR) D. Rapid application development (RAD)
Which of the following would be the BEST method for ensuring that critical fields in a master record have been updated properly? A. Field checks B. Control totals C. Reasonableness checks D. A before-and-after maintenance report
Information requirement definitions, feasibility studies and user requirements are significant considerations when: A. defining and managing service levels. B. identifying IT solutions. C. managing changes. D. assessing internal IT control.
Which of the following represents the GREATEST risk created by a reciprocal agreement for disaster recovery made between two companies? A. Developments may result in hardware and software incompatibility. B. Resources may not be available when needed. C. The recovery plan cannot be tested. D. The security infrastructures in each company may be different.
Following a reorganization of a company's legacy database, it was discovered that records were accidentally deleted. Which of the following controls would have MOST effectively detected this occurrence? A. Range check B. Table lookups C. Run-to-run totals D. One-for-one checking
Which of the following BEST describes the objectives of following a standard system development methodology? A. To ensure that appropriate staffing is assigned and to provide a method of controlling costs and schedules B. To provide a method of controlling costs and schedules and to ensure communication among users, IS auditors, management and IS personnel C. To provide a method of controlling costs and schedules and an effective means of auditing project development D. To ensure communication among users, IS auditors, management and personnel and to ensure that appropriate staffing is assigned
During a review of the controls over the process of defining IT service levels, an IS auditor would MOST likely interview the: A. systems programmer. B. legal staff. C. business unit manager. D. application programmer.
An IS auditor reviews an organization chart PRIMARILY for: A. an understanding of workflows. B. investigating various communication channels. C. understanding the responsibilities and authority of individuals. D. investigating the network connected to different employees.
In a web server, a common gateway interface (CGI) is MOST often used as a(n): A. consistent way for transferring data to the application program and back to the user. B. computer graphics imaging method for movies and TV. C. graphic user interface for web design. D. interface to access the private gateway domain.
Which of the following would be a compensating control to mitigate risks resulting from an inadequate segregation of duties? A. Sequence check B. Check digit C. Source documentation retention D. Batch control reconciliations