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An IS auditor has been assigned to conduct a test that compares job run logs to computer job schedules. Which of the following observations would be of the GREATEST concern to the IS auditor?
A. There are a growing number of emergency changes.
B. There were instances when some jobs were not completed on time.
C. There were instances when some jobs were overridden by computer operators.
D. Evidence shows that only scheduled jobs were run.
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A. Emergency changes are acceptable as long as they are properly documented as part of the process.
B. Instances of jobs not being completed on time is a potential issue and should be investigated, but it is not the greatest concern.
C. The overriding of computer processing jobs by computer operators could lead to unauthorized changes to data or programs. This is a control concern; thus, it is always critical.
D. The audit should find that all scheduled jobs were run and that any exceptions were documented. This would not be a violation.
Question #: 72 CISA Job Practice Task Statement: 1.2
| Is This Answer Correct ? | 4 Yes | 1 No |
An IS auditor observed that some data entry operators leave their computers in the midst of data entry without logging off. Which of the following controls should be suggested to prevent unauthorized access? A. Encryption B. Switch off the computer when leaving C. Password control D. Screen saver password
The IS department of an organization wants to ensure that the computer files, used in the information processing facility, are backed up adequately to allow for proper recovery. This is a/an: A. control procedure. B. control objective. C. corrective control. D. operational control.
In an audit of a business continuity plan, which of the following findings is of MOST concern? A. There is no insurance for the addition of assets during the year. B. BCP manual is not updated on a regular basis. C. Testing of the backup of data has not been done regularly. D. Records for maintenance of access system have not been maintained.
Where adequate segregation of duties between operations and programming are not achievable, the IS auditor should look for: A. compensating controls. B. administrative controls. C. corrective controls. D. access controls.
Sign-on procedures include the creation of a unique user ID and password. However, an IS auditor discovers that in many cases the user name and password are the same. The BEST control to mitigate this risk is to: A. change the company's security policy. B. educate users about the risk of weak passwords. C. build in validations to prevent this during user creation and password change. D. require a periodic review of matching user ID and passwords for detection and correction.
Which of the following would be the LEAST helpful in restoring service from an incident currently underway? A. Developing a database repository of past incidents and actions to facilitate future corrective actions B. Declaring the incident, which not only helps to carry out corrective measures, but also improves the awareness level C. Developing a detailed operations plan that outlines specific actions to be taken to recover from an incident D. Establishing multidisciplinary teams consisting of executive management, security staff, information systems staff, legal counsel, public relations, etc., to carry out the response.
Which of the following provides the framework for designing and developing logical access controls? A. Information systems security policy B. Access control lists C. Password management D. System configuration files
Which of the following procedures would BEST determine whether adequate recovery/restart procedures exist? A. Reviewing program code B. Reviewing operations documentation C. Turning off the UPS, then the power D. Reviewing program documentation
Which of the following is MOST important to have provided for in a disaster recovery plan? A. Backup of compiled object programs B. Reciprocal processing agreement C. Phone contact list D. Supply of special forms
Utility programs that assemble software modules needed to execute a machine instruction application program version are: A. text editors. B. program library managers. C. linkage editors and loaders. D. debuggers and development aids.
Which of the following is a detective control? A. Physical access controls B. Segregation of duties C. Backup procedures D. Audit trails
To prevent unauthorized entry to the data maintained in a dial-up fast response system, an IS auditor should recommend: A. online terminals be placed in restricted areas. B. online terminals be equipped with key locks. C. ID cards be required to gain access to online terminals. D. online access be terminated after three unsuccessful attempts.
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