In reviewing the IS short-range (tactical) plan, the IS
auditor should determine whether:
A. there is an integration of IS and business staffs within
projects.
B. there is a clear definition of the IS mission and vision.
C. there is a strategic information technology planning
methodology in place.
D. the plan correlates business objectives to IS goals and
objectives.
Answer / guest
Answer: A
The integration of IS and business staff in projects is an
operational issue and should be considered while reviewing
the short-range plan. A strategic plan would provide a
framework for the IS short-range plan. Choices B, C, and D
are areas covered by a strategic plan.
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A team conducting a risk analysis is having difficulty projecting the financial losses that could result from a risk. To evaluate the potential losses the team should: A. compute the amortization of the related assets. B. calculate a return on investment (ROI). C. apply a qualitative approach. D. spend the time needed to define exactly the loss amount.
An organization's disaster recovery plan should address early recovery of: A. all information systems processes. B. all financial processing applications. C. only those applications designated by the IS manager. D. processing in priority order, as defined by business management.
Which of the following is an example of the physiological biometrics technique? A. Hand scans B. Voice scans C. Signature scans D. Keystroke monitoring
Antivirus software should be used as a: A. detective control. B. preventive control. C. corrective control. D. compensating control.
In the ISO/OSI model, which of the following protocols is the FIRST to establish security for the user application? A. Session layer. B. Transport layer C. Network layer D. Presentation layer
An IS auditor is conducting substantive audit tests of a new accounts receivable module. The IS auditor has a tight schedule and limited computer expertise. Which would be the BEST audit technique to use in this situation? A. Test data B. Parallel simulation C. Integrated test facility D. Embedded audit module
An organization acquiring other businesses continues using its legacy EDI systems, and uses three separate value added network (VAN) providers. No written VAN agreements exist. The IS auditor should recommend that management: A. obtain independent assurance of the third party service providers. B. set up a process for monitoring the service delivery of the third party. C. ensure that formal contracts are in place. D. consider agreements with third party service providers in the development of continuity plans.
While designing the business continuity plan (BCP) for an airline reservation system, the MOST appropriate method of data transfer/back up at an offsite location would be: A. shadow file processing. B. electronic vaulting. C. hard-disk mirroring. D. hot-site provisioning.
Which of the following techniques would provide the BEST assurance that the estimate of program development effort is reliable? A. Function point analysis B. Estimates by business area C. A computer-based project schedule D. An estimate by experienced programmer
In a data warehouse, data quality is achieved by: A. cleansing. B. restructuring. C. source data credibility. D. transformation.
Data flow diagrams are used by IS auditors to: A. order data hierarchically. B. highlight high-level data definitions. C. graphically summarize data paths and storage. D. portray step-by-step details of data generation.
Which of the following is an advantage of an integrated test facility (ITF)? A. It uses actual master files or dummies and the IS auditor does not have to review the source of the transaction. B. Periodic testing does not require separate test processes. C. It validates application systems and tests the ongoing operation of the system. D. It eliminates the need to prepare test data.