Interested to Buy Any Domain ? << Click Here >> for more details...
Which audit technique provides the BEST evidence of the
segregation of duties in an IS department?
A. Discussion with management
B. Review of the organization chart
C. Observation and interviews
D. Testing of user access rights
- 1 Answers
- 12947 Views
- I also Faced
- E-Mail Answers
Answer / guest
Answer: C
By observing the IS staff performing their tasks, the IS
auditor can identify whether they are performing any
noncompatible operations and by interviewing the IS staff
the auditor can get an overview of the tasks performed.
Based on the observations and interviews the auditor can
evaluate the segregation of duties. Management may not be
aware of the detailed functions of each employee in the IS
department, therefore discussion with the management would
provide only limited information regarding segregation of
duties. An organization chart would not provide details of
the functions of the employees and testing of user rights
would provide information about the rights they have within
the IS systems, but would not provide complete information
about the functions they perform.
| Is This Answer Correct ? | 8 Yes | 5 No |
Authentication is the process by which the: A. system verifies that the user is entitled to input the transaction requested. B. system verifies the identity of the user. C. user identifies himself to the system. D. user indicates to the system that the transaction was processed correctly.
Utility programs that assemble software modules needed to execute a machine instruction application program version are: A. text editors. B. program library managers. C. linkage editors and loaders. D. debuggers and development aids.
A B-to-C e-commerce web site as part of its information security program wants to monitor, detect and prevent hacking activities and alert the system administrator when suspicious activities occur. Which of the following infrastructure components could be used for this purpose? A. Intrusion detection systems B. Firewalls C. Routers D. Asymmetric encryption
Which of the following protocols would be involved in the implementation of a router and interconnectivity device monitoring system? A. Simple network management B. File transfer C. Simple Mail Transfer Protocol D. Telnet
During which of the following steps in the business process reengineering should the benchmarking team visit the benchmarking partner? A. Observation B. Planning C. Analysis D. Adaptation
Which of the following testing methods is MOST effective during the initial phases of prototyping? A. System B. Parallel C. Volume D. Top-down
E-mail message authenticity and confidentiality is BEST achieved by signing the message using the:
Which of the ISO/OSI model layers provides for routing packets between nodes? A. Data link B. Network C. Transport D. Session
The general ledger setup function in an enterprise resource package (ERP) allows for setting accounting periods. Access to this function has been permitted to users in finance, the warehouse and order entry. The MOST likely reason for such broad access is the: A. need to change accounting periods on a regular basis.. B. requirement to post entries for a closed accounting period. C. lack of policies and procedures for the proper segregation of duties. D. need to create/modify the chart of accounts and its allocations.
Which of the following concerns associated with the World Wide Web would be addressed by a firewall? A. Unauthorized access from outside the organization B. Unauthorized access from within the organization C. A delay in Internet connectivity D. A delay in downloading using file transfer protocol (FTP)
When developing a risk-based audit strategy, an IS auditor should conduct a risk assessment to ensure that:
The responsibility, authority and accountability of the IS audit function is documented appropriately in an audit charter and MUST be: A. approved by the highest level of management. B. approved by audit department management. C. approved by user department management. D. changed every year before commencement of IS audits.
Cisco Certifications 
